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Geometric inequalities and rigidity of gradient shrinking Ricci solitons

Jia-Yong Wu

TL;DR

This work shows that on complete gradient shrinking Ricci solitons, several fundamental geometric-analytic inequalities—Sobolev, logarithmic Sobolev, Schrödinger heat-kernel upper bounds, Faber-Krahn, Nash, and Rozenblum-Cwikel-Lieb—are equivalent up to universal constants, broadening the understanding of soliton geometry. The authors provide explicit Sobolev constants, connect these inequalities through heat-kernel techniques, and derive sharp integral gap results for curvature tensors on compact shrinkers. By leveraging Bochner-Weitzenböck formulas and curvature inequalities, they obtain rigidity statements: under precise pinching, shrinkers must be isometric to finite quotients of standard spaces, such as spheres or complex projective spaces. The results advance the spectral-geometry toolkit for shrinkers and offer concrete rigidity criteria tied to the Sobolev constant and curvature norms, with notable implications for the geometry of shrinkers in low dimensions ($4\le n\le 8$).

Abstract

In this paper we prove that the Sobolev inequality, the logarithmic Sobolev inequality, the Schrödinger heat kernel upper bound, the Faber-Krahn inequality, the Nash inequality and the Rozenblum-Cwikel-Lieb inequality all equivalently exist on complete gradient shrinking Ricci solitons. We also obtain some integral gap theorems for compact shrinking Ricci solitons.

Geometric inequalities and rigidity of gradient shrinking Ricci solitons

TL;DR

This work shows that on complete gradient shrinking Ricci solitons, several fundamental geometric-analytic inequalities—Sobolev, logarithmic Sobolev, Schrödinger heat-kernel upper bounds, Faber-Krahn, Nash, and Rozenblum-Cwikel-Lieb—are equivalent up to universal constants, broadening the understanding of soliton geometry. The authors provide explicit Sobolev constants, connect these inequalities through heat-kernel techniques, and derive sharp integral gap results for curvature tensors on compact shrinkers. By leveraging Bochner-Weitzenböck formulas and curvature inequalities, they obtain rigidity statements: under precise pinching, shrinkers must be isometric to finite quotients of standard spaces, such as spheres or complex projective spaces. The results advance the spectral-geometry toolkit for shrinkers and offer concrete rigidity criteria tied to the Sobolev constant and curvature norms, with notable implications for the geometry of shrinkers in low dimensions ().

Abstract

In this paper we prove that the Sobolev inequality, the logarithmic Sobolev inequality, the Schrödinger heat kernel upper bound, the Faber-Krahn inequality, the Nash inequality and the Rozenblum-Cwikel-Lieb inequality all equivalently exist on complete gradient shrinking Ricci solitons. We also obtain some integral gap theorems for compact shrinking Ricci solitons.

Paper Structure

This paper contains 6 sections, 12 theorems, 190 equations.

Key Result

Theorem 1.1

Let $(M,g, f)$ be an $n$-dimensional complete (compact or noncompact) shrinker. The following six properties are equivalent up to constants.

Theorems & Definitions (27)

  • Theorem 1.1
  • Remark 1.2
  • Remark 1.3
  • Theorem 1.4
  • Remark 1.5
  • Theorem 1.6
  • Remark 1.7
  • Theorem 1.8
  • Remark 1.9
  • Lemma 2.1
  • ...and 17 more