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The Collatz Conjecture & Non-Archimedean Spectral Theory: Part I -- Arithmetic Dynamical Systems and Non-Archimedean Value Distribution Theory

Maxwell Charles Siegel

Abstract

Let $q$ be an odd prime, and let $T_{q}:\mathbb{Z}\rightarrow\mathbb{Z}$ be the Shortened $qx+1$ map, defined by $T_{q}\left(n\right)=n/2$ if $n$ is even and $T_{q}\left(n\right)=\left(qn+1\right)/2$ if $n$ is odd. The study of the dynamics of these maps is infamous for its difficulty, with the characterization of the dynamics of $T_{3}$ being an alternative formulation of the famous Collatz Conjecture. This series of papers presents a new paradigm for studying such arithmetic dynamical systems by way of a neglected area of ultrametric analysis which we have termed $\left(p,q\right)$-adic analysis, the study of functions from the $p$-adics to the $q$-adics, where $p$ and $q$ are distinct primes. In this, the first paper, working with the $T_{q}$ maps as a toy model for the more general theory, for each odd prime $q$, we construct a function $χ_{q}:\mathbb{Z}_{2}\rightarrow\mathbb{Z}_{q}$ (the Numen of $T_{q}$) and prove the Correspondence Principle (CP): $x\in\mathbb{Z}\backslash\left\{ 0\right\}$ is a periodic point of $T_{q}$ if and only there is a $\mathfrak{z}\in\mathbb{Z}_{2}\backslash\left\{ 0,1,2,\ldots\right\}$ so that $χ_{q}\left(\mathfrak{z}\right)=x$. Additionally, if $\mathfrak{z}\in\mathbb{Z}_{2}\backslash\mathbb{Q}$ makes $χ_{q}\left(\mathfrak{z}\right)\in\mathbb{Z}$, then the iterates of $χ_{q}\left(\mathfrak{z}\right)$ under $T_{q}$ tend to $+\infty$ or $-\infty$.

The Collatz Conjecture & Non-Archimedean Spectral Theory: Part I -- Arithmetic Dynamical Systems and Non-Archimedean Value Distribution Theory

Abstract

Let be an odd prime, and let be the Shortened map, defined by if is even and if is odd. The study of the dynamics of these maps is infamous for its difficulty, with the characterization of the dynamics of being an alternative formulation of the famous Collatz Conjecture. This series of papers presents a new paradigm for studying such arithmetic dynamical systems by way of a neglected area of ultrametric analysis which we have termed -adic analysis, the study of functions from the -adics to the -adics, where and are distinct primes. In this, the first paper, working with the maps as a toy model for the more general theory, for each odd prime , we construct a function (the Numen of ) and prove the Correspondence Principle (CP): is a periodic point of if and only there is a so that . Additionally, if makes , then the iterates of under tend to or .

Paper Structure

This paper contains 10 sections, 32 theorems, 231 equations, 1 table.

Key Result

Proposition 1

Let $T:\mathbb{Z}\rightarrow\mathbb{Z}$ be any map. Then, the collection of irreducible orbit classes of $T$ form a partition of $\mathbb{Z}$ into at most countably infinitely many pair-wise disjoint sets. These sets are the equivalence classes of $\mathbb{Z}$ under the relation $\sim$ defined by:

Theorems & Definitions (91)

  • Proposition 1
  • Proposition 2
  • Proposition 3
  • Definition 1
  • Conjecture 1: Collatz Conjecture, Ver. 1 Lagarias' Survey
  • Definition 2
  • Conjecture 2: Collatz Conjecture, Ver. 2
  • Conjecture 3: Weak Collatz Conjecture Tao Blog
  • Definition 3: Rising Continuity my dissertation
  • Remark 1
  • ...and 81 more