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Asymptotic Criticality of the Navier-Stokes Regularity Problem

Zoran Grujic, Liaosha Xu

TL;DR

The paper tackles the Navier–Stokes regularity problem by introducing a sparseness-based framework that connects high-order derivative structures to spatial analyticity, thereby shrinking the scaling gap between a priori bounds and regularity criteria. It develops spatial analyticity results for $D^{(k)}u$ and $D^{(k)}\omega$ and defines the $Z^{(k)}_{\alpha_k}$ classes with $\alpha_k=1/(k+1)$, linking sparseness of super-level sets to regularity through harmonic measure. The main contribution is the demonstration of asymptotic criticality: as $k\to\infty$, the gap collapses so that $D^{(k)}u$ (and $D^{(k)}\omega$) in the corresponding $Z^{(k)}_{\alpha_k}$ framework implies regularity up to the potential blow-up time, via dynamic interpolation of ascending/descending derivative chains. This approach provides a novel path toward understanding the critical balance between nonlinearity and diffusion in 3D NSE and points to extensions to hyper-dissipative variants.

Abstract

The problem of global-in-time regularity for the 3D Navier-Stokes equations, i.e., the question of whether a smooth flow can exhibit spontaneous formation of singularities, is a fundamental open problem in mathematical physics. Due to the super-criticality of the equations, the problem has been super-critical in the sense that there has been a scaling gap between any regularity criterion and the corresponding \emph{a priori} bound (regardless of the functional setup utilized). The purpose of this work is to present a mathematical framework--based on a suitably defined scale of sparseness of the super-level sets of the positive and negative parts of the components of the higher-order spatial derivatives of the velocity field--in which the scaling gap between the regularity class and the corresponding \emph{a priori} bound vanishes as the order of the derivative goes to infinity.

Asymptotic Criticality of the Navier-Stokes Regularity Problem

TL;DR

The paper tackles the Navier–Stokes regularity problem by introducing a sparseness-based framework that connects high-order derivative structures to spatial analyticity, thereby shrinking the scaling gap between a priori bounds and regularity criteria. It develops spatial analyticity results for and and defines the classes with , linking sparseness of super-level sets to regularity through harmonic measure. The main contribution is the demonstration of asymptotic criticality: as , the gap collapses so that (and ) in the corresponding framework implies regularity up to the potential blow-up time, via dynamic interpolation of ascending/descending derivative chains. This approach provides a novel path toward understanding the critical balance between nonlinearity and diffusion in 3D NSE and points to extensions to hyper-dissipative variants.

Abstract

The problem of global-in-time regularity for the 3D Navier-Stokes equations, i.e., the question of whether a smooth flow can exhibit spontaneous formation of singularities, is a fundamental open problem in mathematical physics. Due to the super-criticality of the equations, the problem has been super-critical in the sense that there has been a scaling gap between any regularity criterion and the corresponding \emph{a priori} bound (regardless of the functional setup utilized). The purpose of this work is to present a mathematical framework--based on a suitably defined scale of sparseness of the super-level sets of the positive and negative parts of the components of the higher-order spatial derivatives of the velocity field--in which the scaling gap between the regularity class and the corresponding \emph{a priori} bound vanishes as the order of the derivative goes to infinity.

Paper Structure

This paper contains 4 sections, 19 theorems, 313 equations, 3 tables.

Key Result

Theorem 2.1

Let the initial datum $u_0\in L^\infty$ (resp. $\omega_0\in L^\infty\cap L^1$). Then, for any $M>1$, there exists a constant $c(M)$ such that there is a unique mild solution $u$ (resp. $\omega$) in $C_w([0,T], L^\infty)$ where $T\ge\frac{1}{c(M)^2\|u_0\|_\infty^2}$ (resp. $T\ge\frac{1}{c(M)\|\omega_ for all $t\in[0,T]$, and

Theorems & Definitions (39)

  • Definition 1.1
  • Definition 1.2
  • Definition 1.3: Farhat2017 and Bradshaw2019
  • Remark 1.4
  • Remark 1.5
  • Theorem 2.1: Guberovic2010 and Bradshaw2019
  • Lemma 2.2: Nirenberg1959 or Gagliardo1959
  • Lemma 2.3: Montel's
  • Theorem 2.4
  • Theorem 2.5
  • ...and 29 more