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The definability of the extender sequence $\mathbb{E}$ from $\mathbb{E}{\upharpoonright}\aleph_1$ in $L[\mathbb{E}]$

Farmer Schlutzenberg

TL;DR

This work addresses the definability of the extender sequence $\mathbb{E}^M$ from a small initial segment in short extender mice. It develops condensation-stack techniques to bypass reliance on self-iterability and proves that $\mathbb{E}^M$ is $\Delta_2^{\lfloor M\rfloor}(\{\mathbbm m^M\})$-definable for suitable $M$, with corollaries yielding $V=\mathrm{HOD}$ under ZFC and related forcing-local variants. The paper also introduces a direct condensation stack approach in $M[G]$, and furnishes a simplified fine-structure that omits the $u_n$-parameters while preserving the core fine-structural notions. Together, these results deepen the understanding of extender-sequence definability, enable global and local definability conclusions, and connect to HOD-type consequences in Woodin-like settings, via both new methods and a streamlined fine-structure framework.

Abstract

Let $M$ be a short extender mouse. We prove that if $E\in M$ and $M$ satisfies "$E$ is a countably complete short extender whose support is a cardinal $θ$ and $\mathcal{H}_θ\subseteq\mathrm{Ult}(V,E)$", then $E$ is in the extender sequence $\mathbb{E}^M$ of $M$. We also prove other related facts, and use them to establish that if $κ$ is an uncountable cardinal of $M$ and $κ^{+M}$ exists in $M$ then $(\mathcal{H}_{κ^+})^M$ satisfies the Axiom of Global Choice. We prove that if $M$ satisfies the Power Set Axiom then $\mathbb{E}^M$ is definable over the universe of $M$ from the parameter $X=\mathbb{E}^M\upharpoonright\aleph_1^M$, and $M$ satisfies "every set is $\mathrm{OD}_{\{X\}}$". We also prove various local versions of this fact in which $M$ has a largest cardinal, and a version for generic extensions of $M$. As a consequence, for example, the minimal proper class mouse with a Woodin limit of Woodin cardinals models "$V=\mathrm{HOD}$". This adapts to many other similar examples. We also describe a simplified approach to Mitchell-Steel fine structure, which does away with the parameters $u_n$.

The definability of the extender sequence $\mathbb{E}$ from $\mathbb{E}{\upharpoonright}\aleph_1$ in $L[\mathbb{E}]$

TL;DR

This work addresses the definability of the extender sequence from a small initial segment in short extender mice. It develops condensation-stack techniques to bypass reliance on self-iterability and proves that is -definable for suitable , with corollaries yielding under ZFC and related forcing-local variants. The paper also introduces a direct condensation stack approach in , and furnishes a simplified fine-structure that omits the -parameters while preserving the core fine-structural notions. Together, these results deepen the understanding of extender-sequence definability, enable global and local definability conclusions, and connect to HOD-type consequences in Woodin-like settings, via both new methods and a streamlined fine-structure framework.

Abstract

Let be a short extender mouse. We prove that if and satisfies " is a countably complete short extender whose support is a cardinal and ", then is in the extender sequence of . We also prove other related facts, and use them to establish that if is an uncountable cardinal of and exists in then satisfies the Axiom of Global Choice. We prove that if satisfies the Power Set Axiom then is definable over the universe of from the parameter , and satisfies "every set is ". We also prove various local versions of this fact in which has a largest cardinal, and a version for generic extensions of . As a consequence, for example, the minimal proper class mouse with a Woodin limit of Woodin cardinals models "". This adapts to many other similar examples. We also describe a simplified approach to Mitchell-Steel fine structure, which does away with the parameters .

Paper Structure

This paper contains 6 sections, 19 theorems, 90 equations.

Key Result

Theorem 1.1

Let $M$ be a $(0,\omega_1+1)$-iterable premouse satisfying $\mathrm{PS}$ and $\mathbbm{m}=\mathbbm{m}^M$. Then Therefore if $\left\lfloor M\right\rfloor\models\mathrm{ZFC}$ then $\left\lfloor M\right\rfloor\models$"$V=\mathrm{HOD}_{\{\mathbbm{m}\}}$" and $M\models\mathrm{ZFC}$.Note that by writing "$M\models\mathrm{ZFC}$", we mean ZFC including the Separation and Collection schemata in the premou

Theorems & Definitions (78)

  • Theorem 1.1
  • Corollary : \ref{['cor:V=HOD']}
  • Theorem 1.2: Steel, Schlutzenberg
  • Remark 1.3
  • Theorem 1.4
  • Corollary 1.5
  • Definition 2.1
  • Definition 2.2
  • Lemma 2.3
  • proof
  • ...and 68 more