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On definite lattices bounded by integer surgeries along knots with slice genus at most 2

Marco Golla, Christopher Scaduto

Abstract

We classify the positive definite intersection forms that arise from smooth 4-manifolds with torsion-free homology bounded by positive integer surgeries on the right-handed trefoil. A similar, slightly less complete classification is given for the (2,5)-torus knot, and analogous results are obtained for integer surgeries on knots of slice genus at most two. The proofs use input from Yang--Mills instanton gauge theory and Heegaard Floer correction terms.

On definite lattices bounded by integer surgeries along knots with slice genus at most 2

Abstract

We classify the positive definite intersection forms that arise from smooth 4-manifolds with torsion-free homology bounded by positive integer surgeries on the right-handed trefoil. A similar, slightly less complete classification is given for the (2,5)-torus knot, and analogous results are obtained for integer surgeries on knots of slice genus at most two. The proofs use input from Yang--Mills instanton gauge theory and Heegaard Floer correction terms.

Paper Structure

This paper contains 13 sections, 24 theorems, 25 equations, 6 figures, 2 tables.

Key Result

Theorem 1.2

(i) Let $K\subset S^3$ be a knot of slice genus at most $1$, and $n\in \mathbb{Z}_{> 0}$. If a positive definite lattice fills $S_n^3(K)$, then it is isomorphic to one of the following, for some $k\geqslant 0$: (ii) Furthermore, when the knot is the right-handed trefoil, all of these possibilities are realized, except for the trivial lattice.

Figures (6)

  • Figure 1: The trefoil lattices $\mathscr{T}_n$.
  • Figure 2: The cinquefoil lattices $\mathscr{C}_n$.
  • Figure 3: The surgery cobordism $W_n$ is obtained by attaching a $+1$-framed meridian to $n$-surgery on $K$ (left), and the outgoing boundary of $W_n$ is homeomorphic to $(n-1)$-surgery (right). Here we use angular braces for relative handlebodies GS.
  • Figure 4:
  • Figure 5: A rational homology ball filling $S^3_9(T_{3,4})$. Adding a $-1$-framed meridian to the dotted circle gives an embedding of $-X_9(T_{3,4})$ in $\overline{\mathbb{C}\mathbb{P}^2}$.
  • ...and 1 more figures

Theorems & Definitions (46)

  • Definition 1.1
  • Theorem 1.2
  • Theorem 1.3
  • Lemma 2.1
  • proof
  • Lemma 2.2
  • Lemma 2.3
  • proof
  • Lemma 3.1
  • proof
  • ...and 36 more