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A new twist on heterotic string compactifications

Bernardo Fraiman, Mariana Graña, Carmen A. Núñez

TL;DR

The paper advances understanding of heterotic string compactifications by mapping where gauge symmetries enhance at T-duality fixed points in toroidal moduli spaces, with a detailed circle-compactification analysis. It employs a duality-covariant framework via heterotic double field theory to reproduce the low-energy action at enhancement points and shows a unique deformation of generalized diffeomorphisms that unifies $SO(32)$ and $E_8\times E_8$ backgrounds. When background fields are perturbed, it demonstrates a consistent Higgs-like mechanism aligning string amplitudes with DFT predictions. This work deepens the link between worldsheet moduli, duality symmetries, and effective field theory descriptions of enhanced gauge sectors. It also provides practical tools (duality frames, lattice embeddings) for studying spontaneous symmetry breaking in heterotic settings.

Abstract

A rich pattern of gauge symmetries is found in the moduli space of heterotic string toroidal compactifications, at fixed points of the T-duality transformations. We analyze this pattern for generic tori, and scrutinize in full detail compactifications on a circle, where we find all the maximal gauge symmetry groups and the points where they arise. We show the gauge symmetry groups that arise at special points, in figures of slices of the 17-dimensional moduli space of Wilson lines and circle radii. We then study the target space realization of the duality symmetry. Although the global continuous duality symmetries of dimensionally reduced heterotic supergravity are completely broken by the structure constants of the maximally enhanced gauge groups, the low energy effective action can be written in a manifestly duality covariant form using heterotic double field theory. As a byproduct, we show that a unique deformation of the generalized diffeomorphisms accounts for both $SO(32)$ and $E_8\times E_8$ heterotic effective field theories, which can thus be considered two different backgrounds of the same double field theory even before compactification. Finally we discuss the spontaneous gauge symmetry breaking and Higgs mechanism that occurs when slightly perturbing the background fields, both from the string and the field theory perspectives.

A new twist on heterotic string compactifications

TL;DR

The paper advances understanding of heterotic string compactifications by mapping where gauge symmetries enhance at T-duality fixed points in toroidal moduli spaces, with a detailed circle-compactification analysis. It employs a duality-covariant framework via heterotic double field theory to reproduce the low-energy action at enhancement points and shows a unique deformation of generalized diffeomorphisms that unifies and backgrounds. When background fields are perturbed, it demonstrates a consistent Higgs-like mechanism aligning string amplitudes with DFT predictions. This work deepens the link between worldsheet moduli, duality symmetries, and effective field theory descriptions of enhanced gauge sectors. It also provides practical tools (duality frames, lattice embeddings) for studying spontaneous symmetry breaking in heterotic settings.

Abstract

A rich pattern of gauge symmetries is found in the moduli space of heterotic string toroidal compactifications, at fixed points of the T-duality transformations. We analyze this pattern for generic tori, and scrutinize in full detail compactifications on a circle, where we find all the maximal gauge symmetry groups and the points where they arise. We show the gauge symmetry groups that arise at special points, in figures of slices of the 17-dimensional moduli space of Wilson lines and circle radii. We then study the target space realization of the duality symmetry. Although the global continuous duality symmetries of dimensionally reduced heterotic supergravity are completely broken by the structure constants of the maximally enhanced gauge groups, the low energy effective action can be written in a manifestly duality covariant form using heterotic double field theory. As a byproduct, we show that a unique deformation of the generalized diffeomorphisms accounts for both and heterotic effective field theories, which can thus be considered two different backgrounds of the same double field theory even before compactification. Finally we discuss the spontaneous gauge symmetry breaking and Higgs mechanism that occurs when slightly perturbing the background fields, both from the string and the field theory perspectives.

Paper Structure

This paper contains 5 sections, 34 equations.