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A Tower Weak Gravity Conjecture from Infrared Consistency

Stefano Andriolo, Daniel Junghans, Toshifumi Noumi, Gary Shiu

TL;DR

The paper demonstrates that infrared consistency conditions—causality and analyticity—in EFTs with gravity and multiple U(1) gauge fields impose nontrivial bounds on the charge-to-mass ratios of massive charged states. In 3D, these conditions yield a convex-hull type WGC and, when comparing different U(1) bases, enforce the presence of bifundamental states; in 4D, they reproduce analogous bounds and introduce UV-sensitive parameters that govern the strength of the constraints. Upon KK compactification, the constraints become stronger and force an infinite tower of states with bounded charge-to-mass ratios, i.e., a Tower WGC, with the tower required to include bifundamentals but not necessarily to occupy a full charge lattice. The findings suggest a version of the WGC that sits between the convex-hull and lattice formulations, dependent on UV data encoded in the higher-derivative EFT coefficients, and provide a framework for connecting infrared consistency to swampland criteria in a spectrum-wide manner.

Abstract

We analyze infrared consistency conditions of 3D and 4D effective field theories with massive scalars or fermions charged under multiple $U(1)$ gauge fields. At low energies, one can integrate out the massive particles and thus obtain a one-loop effective action for the gauge fields. In the regime where charge-independent contributions to higher-derivative terms in the action are sufficiently small, it is then possible to derive constraints on the charge-to-mass ratios of the massive particles from requiring that photons propagate causally and have an analytic S-matrix. We thus find that the theories need to contain bifundamentals and satisfy a version of the weak gravity conjecture known as the convex-hull condition. Demanding self-consistency of the constraints under Kaluza-Klein compactification, we furthermore show that, for scalars, they imply a stronger version of the weak gravity conjecture in which the charge-to-mass ratios of an infinite tower of particles are bounded from below. We find that the tower must again include bifundamentals but does not necessarily have to occupy a charge (sub-)lattice.

A Tower Weak Gravity Conjecture from Infrared Consistency

TL;DR

The paper demonstrates that infrared consistency conditions—causality and analyticity—in EFTs with gravity and multiple U(1) gauge fields impose nontrivial bounds on the charge-to-mass ratios of massive charged states. In 3D, these conditions yield a convex-hull type WGC and, when comparing different U(1) bases, enforce the presence of bifundamental states; in 4D, they reproduce analogous bounds and introduce UV-sensitive parameters that govern the strength of the constraints. Upon KK compactification, the constraints become stronger and force an infinite tower of states with bounded charge-to-mass ratios, i.e., a Tower WGC, with the tower required to include bifundamentals but not necessarily to occupy a full charge lattice. The findings suggest a version of the WGC that sits between the convex-hull and lattice formulations, dependent on UV data encoded in the higher-derivative EFT coefficients, and provide a framework for connecting infrared consistency to swampland criteria in a spectrum-wide manner.

Abstract

We analyze infrared consistency conditions of 3D and 4D effective field theories with massive scalars or fermions charged under multiple gauge fields. At low energies, one can integrate out the massive particles and thus obtain a one-loop effective action for the gauge fields. In the regime where charge-independent contributions to higher-derivative terms in the action are sufficiently small, it is then possible to derive constraints on the charge-to-mass ratios of the massive particles from requiring that photons propagate causally and have an analytic S-matrix. We thus find that the theories need to contain bifundamentals and satisfy a version of the weak gravity conjecture known as the convex-hull condition. Demanding self-consistency of the constraints under Kaluza-Klein compactification, we furthermore show that, for scalars, they imply a stronger version of the weak gravity conjecture in which the charge-to-mass ratios of an infinite tower of particles are bounded from below. We find that the tower must again include bifundamentals but does not necessarily have to occupy a charge (sub-)lattice.

Paper Structure

This paper contains 31 sections, 172 equations, 4 figures, 4 tables.

Figures (4)

  • Figure 1: Typical diagrams for the effective $F^4$ operator after integrating out scalars/fermions. In the left, the scalar/fermion loop induces $F^4$ through four gauge couplings. In the middle, the loop induces an $RF^2$ term through two gauge couplings and one gravitational coupling, hence it is $\mathcal{O}(z^2)$. After using the tree-level equation of motion, $R\sim F^2$, it is converted to $F^4$. In the right, the loop induces $R^2$, which is converted to $F^4$ with an $\mathcal{O}(z^0)$ coefficient.
  • Figure 2: The blue curve in the left figure is the integration contour for Eq. \ref{['int_IR']}, which captures the IR physics. On the other hand, the one in the right figure is for Eq. \ref{['int_UV']}, which carries the UV information. The integrand accommodates a pole at the origin and discontinuities on the real axis associated to on-shell intermediate states (depicted by red).
  • Figure 3: Positivity constraints for 3D EFTs with two $U(1)$'s and particles with charge-to-mass vectors $\vec{z}_a$ (orange arrows). The first example does not satisfy the convex-hull condition (with the positivity bound indicated by the blue circle), and the second one does not have bifundamental particles for all basis choices of the $U(1)$ gauge fields. The third example is consistent with both positivity constraints.
  • Figure 4: Starting with a tower of 4D particles, after compactification the charges form a 2D lattice. Consistency requires to sum over all modes such that $m_{nl}^2=m^2+\frac{n^2}{r^2}+l^2\mu^2 \le \Lambda^2$.