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Bosonic topological phases of matter: bulk-boundary correspondence, SPT invariants and gauging

Apoorv Tiwari, Xiao Chen, Ken Shiozaki, Shinsei Ryu

TL;DR

The paper develops a bulk–boundary framework to classify bosonic SPT phases with onsite symmetry $G$, using invertible TQFTs and background $G$-gauge-field probes to define topological invariants via $\mathcal{Z}^q[N,A]=e^{iI^q[N,A]}$ and their gauged DW counterparts. It demonstrates how SPT invariants arise from generators of cobordism groups $\Omega^{SO}_{d+1}(BG)$ and how gauging leads to DW theories, with ungauging achieved by proliferating dual symmetry defects; the boundary theories exhibit $G$-t’Hooft anomalies that are cancelled by the bulk, allowing a consistent bulk–boundary coupling. The work provides explicit bulk actions for $2+1d$ and $3+1d$ SPTs across cocycle types I–IV, computes invariants on lens spaces, $T^3$, and $T^4$, and constructs $G$-characters from boundary data to reproduce bulk topological data. It also analyzes a mixed $U(1)$ and $\Z_2^{T/R}$ anomaly in $2+1d$ and proposes bulk terms in $3+1d$ that realize corresponding SPTs with these symmetries. Overall, the results establish a robust correspondence between bulk topological response, gauged boundary theories, and boundary anomalies, providing concrete tools to extract bulk invariants from edge data and to classify higher-dimensional SPTs with abelian onsite symmetries.

Abstract

We analyze $2+1d$ and $3+1d$ Bosonic Symmetry Protected Topological (SPT) phases of matter protected by onsite symmetry group $G$ by using dual bulk and boundary approaches. In the bulk we study an effective field theory which upon coupling to a background flat $G$ gauge field furnishes a purely topological response theory. The response action evaluated on certain manifolds, with appropriate choice of background gauge field, defines a set of SPT topological invariants. Further, SPTs can be gauged by summing over all isomorphism classes of flat $G$ gauge fields to obtain Dijkgraaf-Witten topological $G$ gauge theories. These topological gauge theories can be ungauged by first introducing and then proliferating defects that spoils the gauge symmetry. This mechanism is related to anyon condensation in $2+1d$ and condensing bosonic gauge charges in $3+1d$. In the dual boundary approach, we study $1+1d$ and $2+1d$ quantum field theories that have $G$ 't-Hooft anomalies that can be precisely cancelled by (the response theory of) the corresponding bulk SPT. We show how to construct/compute topological invariants for the bulk SPTs directly from the boundary theories. Further we sum over boundary partition functions with different background gauge fields to construct $G$-characters that generate topological data for the bulk topological gauge theory. Finally, we study a $2+1d$ quantum field theory with a mixed $\mathbb{Z}_2^{T/R} \times U(1)$ anomaly where $\mathbb{Z}_2^{T/R}$ is time-reversal/reflection symmetry, and the $U(1)$ could be a 0-form or 1-form symmetry depending on the choice of time reversal/reflection action. We briefly discuss the bulk effective action and topological response for a theory in $3+1d$ that cancels this anomaly. This signals the existence of SPTs in $3+1d$ protected by 0,1-form $U(1)\times \mathbb{Z}_{2}^{T,R}$.

Bosonic topological phases of matter: bulk-boundary correspondence, SPT invariants and gauging

TL;DR

The paper develops a bulk–boundary framework to classify bosonic SPT phases with onsite symmetry , using invertible TQFTs and background -gauge-field probes to define topological invariants via and their gauged DW counterparts. It demonstrates how SPT invariants arise from generators of cobordism groups and how gauging leads to DW theories, with ungauging achieved by proliferating dual symmetry defects; the boundary theories exhibit -t’Hooft anomalies that are cancelled by the bulk, allowing a consistent bulk–boundary coupling. The work provides explicit bulk actions for and SPTs across cocycle types I–IV, computes invariants on lens spaces, , and , and constructs -characters from boundary data to reproduce bulk topological data. It also analyzes a mixed and anomaly in and proposes bulk terms in that realize corresponding SPTs with these symmetries. Overall, the results establish a robust correspondence between bulk topological response, gauged boundary theories, and boundary anomalies, providing concrete tools to extract bulk invariants from edge data and to classify higher-dimensional SPTs with abelian onsite symmetries.

Abstract

We analyze and Bosonic Symmetry Protected Topological (SPT) phases of matter protected by onsite symmetry group by using dual bulk and boundary approaches. In the bulk we study an effective field theory which upon coupling to a background flat gauge field furnishes a purely topological response theory. The response action evaluated on certain manifolds, with appropriate choice of background gauge field, defines a set of SPT topological invariants. Further, SPTs can be gauged by summing over all isomorphism classes of flat gauge fields to obtain Dijkgraaf-Witten topological gauge theories. These topological gauge theories can be ungauged by first introducing and then proliferating defects that spoils the gauge symmetry. This mechanism is related to anyon condensation in and condensing bosonic gauge charges in . In the dual boundary approach, we study and quantum field theories that have 't-Hooft anomalies that can be precisely cancelled by (the response theory of) the corresponding bulk SPT. We show how to construct/compute topological invariants for the bulk SPTs directly from the boundary theories. Further we sum over boundary partition functions with different background gauge fields to construct -characters that generate topological data for the bulk topological gauge theory. Finally, we study a quantum field theory with a mixed anomaly where is time-reversal/reflection symmetry, and the could be a 0-form or 1-form symmetry depending on the choice of time reversal/reflection action. We briefly discuss the bulk effective action and topological response for a theory in that cancels this anomaly. This signals the existence of SPTs in protected by 0,1-form .

Paper Structure

This paper contains 18 sections, 197 equations, 4 figures.

Figures (4)

  • Figure 1: Triangulation of a three-torus containing one 0-simplex, three 1-simplices, three 2-simplices and six 3-simplices.
  • Figure 2: A triangulation of $T^2$ with flux $a,b\in G$ along the two cycles. Dijkgraaf Witten theory labelled by $H^{2}_{\text{group}}(G,U(1))$ associates the $U(1)$ phase $c(a,b)/c(b,a)$ to this assohnment $A$.
  • Figure 3: Configuration of a flat $\mathbb{Z}_n$ gauge field on a 3-simplex. $a,b,c\in \mathbb{Z}_n$.
  • Figure 4: Triangulation of a three-torus containing one 0-simplex, three 1-simplices, three 2-simplices and six 3-simplices.