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The Goldman-Turaev Lie bialgebra in genus zero and the Kashiwara-Vergne problem

Anton Alekseev, Nariya Kawazumi, Yusuke Kuno, Florian Naef

TL;DR

This work identifies a deep bridge between the Goldman–Turaev Lie bialgebra on genus-zero surfaces and the Kashiwara–Vergne problem by transporting topological operations to a free associative algebra via expansions. It proves that, in genus zero, constructing an expansion with $\{-, -\}_{\theta}=\{-, -\}_{\rm KKS}$ and $\delta^+_{\theta}=\delta^{\rm alg}$ is essentially equivalent to solving a KV problem, and it leverages the divergence cocycle and double-bracket formalisms to provide a topological interpretation of KV data. The results unify and extend previous constructions (e.g., Massuyeau’s Kontsevich-integral approach) to surfaces with arbitrary numbers of boundary components, and illuminate how Duflo-type phenomena arise from topological data, offering new avenues for applying KV theory in geometric topology. Overall, the paper advances a coherent algebraic-topological framework for translating between intersection-based surface invariants and Lie-theoretic deformation problems, with potential implications for higher-genus extensions and explicit computations via special expansions.

Abstract

In this paper, we describe a surprising link between the theory of the Goldman-Turaev Lie bialgebra on surfaces of genus zero and the Kashiwara-Vergne (KV) problem in Lie theory. Let $Σ$ be an oriented 2-dimensional manifold with non-empty boundary and $\mathbb{K}$ a field of characteristic zero. The Goldman-Turaev Lie bialgebra is defined by the Goldman bracket $\{ -,- \}$ and Turaev cobracket $δ$ on the $\mathbb{K}$-span of homotopy classes of free loops on $Σ$. Applying an expansion $θ: \mathbb{K}π\to \mathbb{K}\langle x_1, \dots, x_n \rangle$ yields an algebraic description of the operations $\{ -,- \}$ and $δ$ in terms of non-commutative variables $x_1, \dots, x_n$. If $Σ$ is a surface of genus $g=0$ the lowest degree parts $\{ -,- \}_{-1}$ and $δ_{-1}$ are canonically defined (and independent of $θ$). They define a Lie bialgebra structure on the space of cyclic words which was introduced and studied by T. Schedler. It was conjectured by the second and the third authors that one can define an expansion $θ$ such that $\{ -,- \}=\{ -,- \}_{-1}$ and $δ=δ_{-1}$. The main result of this paper states that for surfaces of genus zero constructing such an expansion is essentially equivalent to the KV problem. G. Massuyeau constructed such expansions using the Kontsevich integral. In order to prove this result, we show that the Turaev cobracket $δ$ can be constructed in terms of the double bracket (upgrading the Goldman bracket) and the non-commutative divergence cocycle which plays the central role in the KV theory. Among other things, this observation gives a new topological interpretation of the KV problem and allows to extend it to surfaces with arbitrary number of boundary components (and of arbitrary genus, see [C. R. Acad. Sci. Paris, Ser. I 355 (2017), 123--127]).

The Goldman-Turaev Lie bialgebra in genus zero and the Kashiwara-Vergne problem

TL;DR

This work identifies a deep bridge between the Goldman–Turaev Lie bialgebra on genus-zero surfaces and the Kashiwara–Vergne problem by transporting topological operations to a free associative algebra via expansions. It proves that, in genus zero, constructing an expansion with and is essentially equivalent to solving a KV problem, and it leverages the divergence cocycle and double-bracket formalisms to provide a topological interpretation of KV data. The results unify and extend previous constructions (e.g., Massuyeau’s Kontsevich-integral approach) to surfaces with arbitrary numbers of boundary components, and illuminate how Duflo-type phenomena arise from topological data, offering new avenues for applying KV theory in geometric topology. Overall, the paper advances a coherent algebraic-topological framework for translating between intersection-based surface invariants and Lie-theoretic deformation problems, with potential implications for higher-genus extensions and explicit computations via special expansions.

Abstract

In this paper, we describe a surprising link between the theory of the Goldman-Turaev Lie bialgebra on surfaces of genus zero and the Kashiwara-Vergne (KV) problem in Lie theory. Let be an oriented 2-dimensional manifold with non-empty boundary and a field of characteristic zero. The Goldman-Turaev Lie bialgebra is defined by the Goldman bracket and Turaev cobracket on the -span of homotopy classes of free loops on . Applying an expansion yields an algebraic description of the operations and in terms of non-commutative variables . If is a surface of genus the lowest degree parts and are canonically defined (and independent of ). They define a Lie bialgebra structure on the space of cyclic words which was introduced and studied by T. Schedler. It was conjectured by the second and the third authors that one can define an expansion such that and . The main result of this paper states that for surfaces of genus zero constructing such an expansion is essentially equivalent to the KV problem. G. Massuyeau constructed such expansions using the Kontsevich integral. In order to prove this result, we show that the Turaev cobracket can be constructed in terms of the double bracket (upgrading the Goldman bracket) and the non-commutative divergence cocycle which plays the central role in the KV theory. Among other things, this observation gives a new topological interpretation of the KV problem and allows to extend it to surfaces with arbitrary number of boundary components (and of arbitrary genus, see [C. R. Acad. Sci. Paris, Ser. I 355 (2017), 123--127]).

Paper Structure

This paper contains 31 sections, 51 theorems, 208 equations, 4 figures.

Key Result

Theorem 1.1

Let $F$ be a solution of equations eq:intro_KV0 and eq:intro_KV1. Then, $\delta^+_\theta= \delta^{\rm alg}$ for the expansion $\theta = F^{-1} \circ \theta^{\rm exp}$ if and only if $F$ verifies equation eq:intro_KV2 up to linear terms.

Figures (4)

  • Figure 1: the group structure on $\pi^+=\pi^+_{\bullet *}$
  • Figure 2: the closing operation $|\ |^+$
  • Figure 3: a surface of genus $0$, embedded in $\mathbb{R}^2$ ($n=3$)
  • Figure 4: the proof of Proposition \ref{['prop:k(ga,ga)']}

Theorems & Definitions (145)

  • Theorem 1.1
  • Remark 1.2
  • Theorem 1.3
  • Remark 2.1
  • Remark 2.2
  • Remark 2.3
  • Definition 2.4
  • Lemma 2.5
  • proof
  • Lemma 2.6
  • ...and 135 more