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The C^r dependence problem of eigenvalues of the Laplace operator on domains in the plane

Julian Haddad, Marcos Montenegro

TL;DR

The paper investigates how Dirichlet Laplacian eigenvalues depend on smooth domain perturbations in a $C^r$ sense, focusing on cases where eigenvalues have multiplicity. It introduces a degenerate implicit function theorem on Banach spaces as the key technical tool and formulates an abstract perturbation result (plus an extension to non-self-adjoint operators) that yields $C^r$-smooth evolution of eigenvalues along one-parameter deformations. The main result shows that if a multiple eigenvalue corresponds to a simple real zero $\mu$ of $\chi(s)=\det(A - sB)$, then there exist $C^r$-regular curves $t \mapsto \lambda(t)$ with $\lambda'(0) = -\mu$, and associated eigenfunctions $u(t)$, under $C^{r+1}$ domain perturbations. Applying this to disks, squares, and balls gives almost-everywhere $C^r$ (and sometimes $C^{\infty}$) dependence of the spectrum under perturbations, with explicit Fourier-analytic criteria on boundary deformations that guarantee this regularity.

Abstract

The C^r dependence problem of multiple Dirichlet eigenvalues on domains is discussed for elliptic operators by regarding smooth one-parameter families of C^1 perturbations of domains in R^n. As applications of our main theorem (Theorem 1), we provide a fairly complete description for all eigenvalues of the Laplace operator on disks and squares and also for its second eigenvalue on balls in R^n for any n >= 3. The central tool used in our proof is a degenerate implicit function theorem on Banach spaces of independent interest.

The C^r dependence problem of eigenvalues of the Laplace operator on domains in the plane

TL;DR

The paper investigates how Dirichlet Laplacian eigenvalues depend on smooth domain perturbations in a sense, focusing on cases where eigenvalues have multiplicity. It introduces a degenerate implicit function theorem on Banach spaces as the key technical tool and formulates an abstract perturbation result (plus an extension to non-self-adjoint operators) that yields -smooth evolution of eigenvalues along one-parameter deformations. The main result shows that if a multiple eigenvalue corresponds to a simple real zero of , then there exist -regular curves with , and associated eigenfunctions , under domain perturbations. Applying this to disks, squares, and balls gives almost-everywhere (and sometimes ) dependence of the spectrum under perturbations, with explicit Fourier-analytic criteria on boundary deformations that guarantee this regularity.

Abstract

The C^r dependence problem of multiple Dirichlet eigenvalues on domains is discussed for elliptic operators by regarding smooth one-parameter families of C^1 perturbations of domains in R^n. As applications of our main theorem (Theorem 1), we provide a fairly complete description for all eigenvalues of the Laplace operator on disks and squares and also for its second eigenvalue on balls in R^n for any n >= 3. The central tool used in our proof is a degenerate implicit function theorem on Banach spaces of independent interest.

Paper Structure

This paper contains 4 sections, 3 theorems, 55 equations.

Key Result

Theorem 1

Let $\Omega_0$ be a bounded open subset of $\mathbb R^n$ satisfying the divergence theorem for an unit normal vector field $\nu$ defined on $\partial \Omega_0$ in almost everywhere and oriented outwards $\Omega_0$. Let $\varphi: \mathbb R \to E^1(\overline{\Omega}_0)$ be a $C^{r+1}$ curve, $r \geq 1 and Assume that the polynomial $\chi(s) = \det(A - sB)$ has a simple real zero $\mu$. Assume also

Theorems & Definitions (5)

  • Theorem 1
  • Theorem 2
  • Remark 1
  • Theorem 3
  • Remark 2