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A gauge theory generalization of the fermion-doubling theorem

S. M. Kravec, John McGreevy

TL;DR

The paper investigates obstructions to symmetry-preserving regulators of 3+1D QFTs by embedding the problem in 4+1D gapped bulk TFTs whose surface theories—surface-only models—signal when a symmetry cannot be preserved by any local regulator.The authors study a simple 4+1D theory built from 2-form gauge fields with a K-matrix, analyze the bulk ground-state degeneracy via the intersection form, and determine when the bulk describes a bosonic SRE phase versus a bulk with topological order.A central result is that the boundary of the 4+1D abelian two-form theory reduces to Maxwell theory on the boundary, but maintaining manifest EM duality in a local regulator is impossible; breaking the duality requires coupling to charged boundary matter, implying EM duality cannot be gauged in Maxwell theory.The work situates these observations within a broader framework of higher-dimensional CS theories, connections to the (2,0) theory, and the interpretation of surface obstructions as potential anomalies, raising questions about the generality of the anomaly perspective for surface-only models.

Abstract

It is possible to characterize certain states of matter by properties of their edge states. This implies a notion of `surface-only models': models which can only be regularized at the edge of a higher-dimensional system. After incorporating the fermion-doubling results of Nielsen and Ninomiya into this framework, we employ this idea to identify new obstructions to symmetry-preserving regulators of quantum field theory. We focus on an example which forbids regulated models of Maxwell theory with manifest electromagnetic duality symmetry.

A gauge theory generalization of the fermion-doubling theorem

TL;DR

The paper investigates obstructions to symmetry-preserving regulators of 3+1D QFTs by embedding the problem in 4+1D gapped bulk TFTs whose surface theories—surface-only models—signal when a symmetry cannot be preserved by any local regulator.The authors study a simple 4+1D theory built from 2-form gauge fields with a K-matrix, analyze the bulk ground-state degeneracy via the intersection form, and determine when the bulk describes a bosonic SRE phase versus a bulk with topological order.A central result is that the boundary of the 4+1D abelian two-form theory reduces to Maxwell theory on the boundary, but maintaining manifest EM duality in a local regulator is impossible; breaking the duality requires coupling to charged boundary matter, implying EM duality cannot be gauged in Maxwell theory.The work situates these observations within a broader framework of higher-dimensional CS theories, connections to the (2,0) theory, and the interpretation of surface obstructions as potential anomalies, raising questions about the generality of the anomaly perspective for surface-only models.

Abstract

It is possible to characterize certain states of matter by properties of their edge states. This implies a notion of `surface-only models': models which can only be regularized at the edge of a higher-dimensional system. After incorporating the fermion-doubling results of Nielsen and Ninomiya into this framework, we employ this idea to identify new obstructions to symmetry-preserving regulators of quantum field theory. We focus on an example which forbids regulated models of Maxwell theory with manifest electromagnetic duality symmetry.

Paper Structure

This paper contains 13 sections, 36 equations, 2 figures.

Figures (2)

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