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Parametrix for wave equations on a rough background I: regularity of the phase at initial time

Jeremie Szeftel

TL;DR

This work develops a geometric parametrix framework for the wave equation on rough Einstein vacuum backgrounds by constructing a phase function $u(0,x,\omega)$ with controlled asymptotics and regularity under minimal $L^2$ curvature hypotheses. A parabolic-type constraint $\mathrm{tr}\theta - k_{NN}=1-a$ on the initial slice drives a robust regularization of the lapse $a$, enabling precise control of normal and tangential derivatives and yielding a foliation geometry with quantified bounds. The authors build a detailed analytic toolkit, including geometric Littlewood–Paley theory on leaves $P_u$, commutator/product/parabolic estimates, and a Nash–Moser scheme to realize the foliation with high regularity in $x$ and $\omega$. The resulting estimates supply the essential $L^2$ control of the parametrix and its error, contributing to the bounded $L^2$ curvature conjecture and offering insights into Fourier integral operators with rough phases on manifolds.

Abstract

This is the first of a sequence of four papers \cite{param1}, \cite{param2}, \cite{param3}, \cite{param4} dedicated to the construction and the control of a parametrix to the homogeneous wave equation $\square_{\bf g} φ=0$, where ${\bf g}$ is a rough metric satisfying the Einstein vacuum equations. Controlling such a parametrix as well as its error term when one only assumes $L^2$ bounds on the curvature tensor ${\bf R}$ of ${\bf g}$ is a major step of the proof of the bounded $L^2$ curvature conjecture proposed in \cite{Kl:2000}, and solved jointly with S. Klainerman and I. Rodnianski in \cite{boundedl2}. On a more general level, this sequence of papers deals with the control of the eikonal equation on a rough background, and with the derivation of $L^2$ bounds for Fourier integral operators on manifolds with rough phases and symbols, and as such is also of independent interest.

Parametrix for wave equations on a rough background I: regularity of the phase at initial time

TL;DR

This work develops a geometric parametrix framework for the wave equation on rough Einstein vacuum backgrounds by constructing a phase function with controlled asymptotics and regularity under minimal curvature hypotheses. A parabolic-type constraint on the initial slice drives a robust regularization of the lapse , enabling precise control of normal and tangential derivatives and yielding a foliation geometry with quantified bounds. The authors build a detailed analytic toolkit, including geometric Littlewood–Paley theory on leaves , commutator/product/parabolic estimates, and a Nash–Moser scheme to realize the foliation with high regularity in and . The resulting estimates supply the essential control of the parametrix and its error, contributing to the bounded curvature conjecture and offering insights into Fourier integral operators with rough phases on manifolds.

Abstract

This is the first of a sequence of four papers \cite{param1}, \cite{param2}, \cite{param3}, \cite{param4} dedicated to the construction and the control of a parametrix to the homogeneous wave equation , where is a rough metric satisfying the Einstein vacuum equations. Controlling such a parametrix as well as its error term when one only assumes bounds on the curvature tensor of is a major step of the proof of the bounded curvature conjecture proposed in \cite{Kl:2000}, and solved jointly with S. Klainerman and I. Rodnianski in \cite{boundedl2}. On a more general level, this sequence of papers deals with the control of the eikonal equation on a rough background, and with the derivation of bounds for Fourier integral operators on manifolds with rough phases and symbols, and as such is also of independent interest.

Paper Structure

This paper contains 77 sections, 75 theorems, 1038 equations.

Key Result

Theorem 1.1

Let $(\mathcal{M}, {\bf g})$ an asymptotically flat solution to the Einstein vacuum equations eq:I1 together with a maximal foliation by space-like hypersurfaces $\Sigma_t$ defined as level hypersurfaces of a time function $t$. Let $r_{vol}(\Sigma_t,1)$ the volume radius on scales $\leq 1$ of $\Sigm Then, there exists a small universal constant $\varepsilon_0>0$ such that if $0<\varepsilon<\vareps

Theorems & Definitions (101)

  • Theorem 1.1: Theorem 1.10 in boundedl2
  • Remark 1.2
  • Remark 1.3
  • Remark 1.4
  • Remark 1.5
  • Remark 1.6
  • Remark 1.7
  • Proposition 2.1
  • Lemma 2.2
  • Remark 2.3
  • ...and 91 more