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Towards the F-Theorem: N=2 Field Theories on the Three-Sphere

Daniel L. Jafferis, Igor R. Klebanov, Silviu S. Pufu, Benjamin R. Safdi

TL;DR

The paper develops localization-based matrix models for 3D ${ m N}=2$ theories on $S^3$ and uses ${F}$-maximization to fix R-charges, revealing $F o N^{3/2}$ scaling in many models and linking ${F}$ to the gravity volumes of Sasaki–Einstein manifolds. It demonstrates a deep connection between field theory extremization and toric geometry via ${Z}$-minimization, with $F$ and ${Z}$ related across trial R-charges. The results provide strong tests of ${ m AdS}_4/{ m CFT}_3$ dualities, show universality in RG flows, and identify an $F$-theorem candidate in three dimensions, alongside an $N^{5/3}$ scaling regime when Chern–Simons levels do not sum to zero. Collectively, the work unifies localization, large-$N$ matrix models, toric geometry, and holography to enumerate and validate the landscape of ${ m N}=2$ M2-brane theories and their gravity duals.

Abstract

For 3-dimensional field theories with {\cal N}=2 supersymmetry the Euclidean path integrals on the three-sphere can be calculated using the method of localization; they reduce to certain matrix integrals that depend on the R-charges of the matter fields. We solve a number of such large N matrix models and calculate the free energy F as a function of the trial R-charges consistent with the marginality of the superpotential. In all our {\cal N}=2 superconformal examples, the local maximization of F yields answers that scale as N^{3/2} and agree with the dual M-theory backgrounds AdS_4 x Y, where Y are 7-dimensional Sasaki-Einstein spaces. We also find in toric examples that local F-maximization is equivalent to the minimization of the volume of Y over the space of Sasakian metrics, a procedure also referred to as Z-minimization. Moreover, we find that the functions F and Z are related for any trial R-charges. In the models we study F is positive and decreases along RG flows. We therefore propose the "F-theorem" that we hope applies to all 3-d field theories: the finite part of the free energy on the three-sphere decreases along RG trajectories and is stationary at RG fixed points. We also show that in an infinite class of Chern-Simons-matter gauge theories where the Chern-Simons levels do not sum to zero, the free energy grows as N^{5/3} at large N. This non-trivial scaling matches that of the free energy of the gravity duals in type IIA string theory with Romans mass.

Towards the F-Theorem: N=2 Field Theories on the Three-Sphere

TL;DR

The paper develops localization-based matrix models for 3D theories on and uses -maximization to fix R-charges, revealing scaling in many models and linking to the gravity volumes of Sasaki–Einstein manifolds. It demonstrates a deep connection between field theory extremization and toric geometry via -minimization, with and related across trial R-charges. The results provide strong tests of dualities, show universality in RG flows, and identify an -theorem candidate in three dimensions, alongside an scaling regime when Chern–Simons levels do not sum to zero. Collectively, the work unifies localization, large- matrix models, toric geometry, and holography to enumerate and validate the landscape of M2-brane theories and their gravity duals.

Abstract

For 3-dimensional field theories with {\cal N}=2 supersymmetry the Euclidean path integrals on the three-sphere can be calculated using the method of localization; they reduce to certain matrix integrals that depend on the R-charges of the matter fields. We solve a number of such large N matrix models and calculate the free energy F as a function of the trial R-charges consistent with the marginality of the superpotential. In all our {\cal N}=2 superconformal examples, the local maximization of F yields answers that scale as N^{3/2} and agree with the dual M-theory backgrounds AdS_4 x Y, where Y are 7-dimensional Sasaki-Einstein spaces. We also find in toric examples that local F-maximization is equivalent to the minimization of the volume of Y over the space of Sasakian metrics, a procedure also referred to as Z-minimization. Moreover, we find that the functions F and Z are related for any trial R-charges. In the models we study F is positive and decreases along RG flows. We therefore propose the "F-theorem" that we hope applies to all 3-d field theories: the finite part of the free energy on the three-sphere decreases along RG trajectories and is stationary at RG fixed points. We also show that in an infinite class of Chern-Simons-matter gauge theories where the Chern-Simons levels do not sum to zero, the free energy grows as N^{5/3} at large N. This non-trivial scaling matches that of the free energy of the gravity duals in type IIA string theory with Romans mass.

Paper Structure

This paper contains 43 sections, 163 equations, 10 figures.

Figures (10)

  • Figure 1: A "necklace" quiver diagram for the ${\cal N} = 3$ Chern-Simons-matter gauge theories with superpotential \ref{['WN2']} or the ${\cal N} = 2$ CS-matter gauge theories with superpotential \ref{['WN3']}. We impose the condition that the CS levels $k_a$ should sum to zero.
  • Figure 2: The quiver diagram for the flavored theories corresponding to the superpotential in equation \ref{['FlavoredSuperpot']}.
  • Figure 3: The quiver diagram for the ABJM theory at CS level $k$.
  • Figure 4: The quiver diagram for the flavored theories corresponding to the superpotential in equations \ref{['W0ABJM']} and \ref{['deltaW']}.
  • Figure 5: The toric diagram corresponding to an arbitrary flavoring of the ${\cal N}=8$ theory discussed in section \ref{['TORICONE']}.
  • ...and 5 more figures