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Extremal N=(2,2) 2D Conformal Field Theories and Constraints of Modularity

Matthias R. Gaberdiel, Sergei Gukov, Christoph A. Keller, Gregory W. Moore, Hirosi Ooguri

TL;DR

Modularity of the elliptic genus for ${ m N}=(2,2)$ 2D CFTs with $c=6m$ imposes strong spectral constraints and casts doubt on the existence of strictly extremal theories beyond a finite set of levels. The authors define extremal ${ m N}=(2,2)$ CFTs and prove, via polar-state counting and modular form analysis, that only a finite list of $m$ can support such theories, with nine exceptional levels identified numerically and analytically. They then develop the concept of near-extremal theories, construct near-extremal elliptic genera, and derive quantitative bounds on the spectrum, showing that a strictly extremal spectrum is incompatible with modularity at large $m$ while near-extremal spectra can be realized. The work discusses implications for pure ${ m AdS}_3$ supergravity, possible quantum corrections to the cosmic censorship bound, and potential applications to flux compactifications, while also extending the discussion to ${ m N}=4$ cases and outlining avenues for future validation. Overall, the paper provides a rigorous modular-form framework to constrain holographic spectra and to explore near-extremal holography in ${ m AdS}_3$ settings.

Abstract

We explore the constraints on the spectrum of primary fields implied by modularity of the elliptic genus of N=(2,2) 2D CFT's. We show that such constraints have nontrivial implications for the existence of "extremal" N=(2,2) conformal field theories. Applications to AdS3 supergravity and flux compactifications are addressed.

Extremal N=(2,2) 2D Conformal Field Theories and Constraints of Modularity

TL;DR

Modularity of the elliptic genus for 2D CFTs with imposes strong spectral constraints and casts doubt on the existence of strictly extremal theories beyond a finite set of levels. The authors define extremal CFTs and prove, via polar-state counting and modular form analysis, that only a finite list of can support such theories, with nine exceptional levels identified numerically and analytically. They then develop the concept of near-extremal theories, construct near-extremal elliptic genera, and derive quantitative bounds on the spectrum, showing that a strictly extremal spectrum is incompatible with modularity at large while near-extremal spectra can be realized. The work discusses implications for pure supergravity, possible quantum corrections to the cosmic censorship bound, and potential applications to flux compactifications, while also extending the discussion to cases and outlining avenues for future validation. Overall, the paper provides a rigorous modular-form framework to constrain holographic spectra and to explore near-extremal holography in settings.

Abstract

We explore the constraints on the spectrum of primary fields implied by modularity of the elliptic genus of N=(2,2) 2D CFT's. We show that such constraints have nontrivial implications for the existence of "extremal" N=(2,2) conformal field theories. Applications to AdS3 supergravity and flux compactifications are addressed.

Paper Structure

This paper contains 24 sections, 189 equations.